Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Roth Moves Up AIG Executive Ladder
By Janet LevauxThe AIG Advisor Group says Larry Roth is the new president and CEO of the 7,800-advisor organization, which includes Advantage Capital Corporation, AIG Financial Advisors,...
September 01, 2007
Changes Ahead for 403(b)sRetirement plan advisors, distributors, and providers are finding themselves responding on the fly to the trends shaping the 403(b) and 457 markets. The old model...
September 01, 2007
Legg Mason After Citigroup Swap: New Distribution Model, Growing AssetsBaltimore-based Legg Mason, which struck a deal with Citigroup in 2005 to swap its brokers for Citi's asset-management business, saw its total AUM grow to...
August 20, 2007
TWG Capital Executes $100 Millions Financing with Fifth Third Bank, MidAmerica Bank, Cardinal Growth, and Stark InvestmentsTWG Capital, Indianapolis, has announced it has entered into a $100 million financing with Fifth Third Bank, MidAmerica Bank, a group led by Cardinal Growth, L.P., and Stark Investments. The financing includes a new asset securitization facility
August 01, 2007
MSC Boosts Assets; Commonwealth Recognized by PubsMutual Service Corporation (MSC) reports that it has increased its advisory assets under management by more than 20 percent, from $5.1 billion in August 2006...
August 01, 2007
About the ManagerWhen Ariel Capital Management Chairman and CEO John Rogers, Jr., founded the firm in 1983 it was the first African-American owned money management company in...
July 02, 2007
Bank of New York, Mellon Merger FinalThe Bank of New York Company, Inc. and Mellon Financial Corporation have completed their merger, creating The Bank of New York Mellon Corporation. The new...