Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
The ERISA Mystery
By Thomas D. GiachettiERISA is a complex law and advisors are still confused about it.
October 24, 2014
TD Ameritrade goes its own way on robo-advisors, with a twistCustodian offers resources for RIAs to build their robo-providers, but Tom Nally urges advisors to take a hard look at fees.
October 22, 2014
TD Ameritrade Goes Its Own Way on Robo-Advisors, With a TwistCustodian offers resources for RIAs to build or choose a robo-provider, but Tom Nally urges advisors to consider matching services with fees.
October 22, 2014
Wells Fargo Adds 2 Reps, Boosts Overall Headcount in Q3The third-biggest wirehouse says its client assets total $1.4 trillion.
October 20, 2014
Morgan Stanley Recruits 5 Advisors; Merrill Adds TeamThe wirehouses each add registered reps from rival firms with more than $500 million in client assets.
October 16, 2014
Saudis Sitting Pretty in Global Oil Price PlungeTheres still only one country in a position to choose winners and losers in the global market: Saudi Arabia.
October 06, 2014
Focus, Dynasty Add Teams; Morgan Stanley Grabs 4 FAs With $660MBoutique firms continue to attract registered reps, including some from the wirehouse firms.
October 02, 2014
New Hire Roundup: ABIA Elects New Board MembersThis week, the American Bankers Insurance Association elected new board members, and Deutsche Asset & Wealth Management hired four regional VPs.