Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
The Advisor as Tech Guru, Educator, Full-Service Consultant
By Salvatore F. SodanoIts no secret that the wealth management industry is in the throes of profound transformation.
September 15, 2017
NextGen Crowdfunding Launches First-of-Its-Kind Deals DashboardThe online resource includes active Title III offerings from more than 20 existing crowdfunding platforms.
September 13, 2017
As the World Churns: Avoiding Tax Planning Disaster by Avoiding Anti-Churning RulesThe anti-churning rules have created a complex and burdensome trap and catch more M&A transactions than you might suspect.
September 06, 2017
DoubleLine Hires Exec for Latin America; Ariel Elects New Board MemberJoel Pea, a former Pimco and Robeco employee, has a new role, as does Heather Tookes of Yale's School of Management.
August 31, 2017
$600M Merrill Team Joins Syntal Capital Partners: RecruitingJanney and RBC Wealth also pick up advisors from Morgan Stanley and Wells Fargo respectively.
August 30, 2017
Personal Capital Hits $5B MilestoneThe hybrid digital advice provider has added $2 billion in the last year.
August 28, 2017
3 Big Changes to RIA Form ADVThe Oct. 1 deadline to follow the new disclosure rules is nearly here.
August 28, 2017
5 Investment Lessons From ‘Game of Thrones’Disruptive technology, diversity and family succession planning are central to the struggle for supremacy in the fictional world of Westeros.