Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
RBC Taps New Wealth Consulting Chief
By Janet LevauxNate Angelo comes on board one week after the wealth firm tapped a new head of recruiting.
September 28, 2017
Bridgewater’s Dalio: ‘Radical’ Methods, ‘Radical’ ResultsThe famed Bridgewater founder discusses with ThinkAdvisor the state of the markets, his advice for wealth managers and the embarrassing mistake that supercharged his career.
September 28, 2017
Raymond James Taps New Exec in IndianaPatrick ODonovan has led branches and other operations for Smith Barney, Morgan Stanley and other financial firms for the past 32 years.
September 25, 2017
Sizing Up QE Now That It’s EndedDid quantitative easing do any good? It probably helped end the Great Recession, though we'll never know for sure.
September 22, 2017
Raymond James Adds $170M Morgan Stanley Duo, Shares Financial UpdateThe firm boosted assets, fees and commissions in August and in September had "elevated expenses" tied to Hurricane Irma.
September 21, 2017
5 Big IBD Deals Dwarf RIA Mergers in 2017Five large IBDs are helping to shape the IBD channel into a concentration of a small number of large firms, Fidelity reports.
September 20, 2017
RBC Adds $350M Merrill Team, $125M Morgan Stanley FA: Recruiting RoundupMeanwhile, wirehouse reps depart for Baird, Ameriprise and Arkadios Capital; Royal Alliance and CAPTRUST attract large groups.
September 20, 2017
Guggenheim's CEO Is Said to Seek Control of Insurer in Shake-UpAn unnamed source says the company could close the ETF unit sale within a month.