Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
LPL Shares Update on First Wave of NPH Onboarding
By Janet LevauxThese 11 large groups moving onto LPLs platforms should bring between $12.5 billion and $16 billion in combined client assets.
December 01, 2017
Veteran $1B Wells Fargo Team Moves to BairdThe group includes three advisors based in Anchorage, Alaska.
November 30, 2017
Top 5 Advisor-Recommended TDFs in 401(k)sThe amount of 401(k) assets in TDFs has increased phenomenally, says one expert. Here are the top 5 advisors are recommending.
November 22, 2017
China's Move to Limit Risk Misses the Problem With BondsBeijing regulators are tired of bailing out failed 'wealth management' products.
November 21, 2017
Raymond James Wraps Up $172M DealThe firm completes purchase of Scout Investments and Reams Asset Management and shares its October results.
November 20, 2017
13 Best & Worst Broker-Dealers: Q3 Earnings, 2017Most, but not all, large financial firms with broker-dealer operations reported positive results for the quarter.
November 17, 2017
3 Ex-TD Ameritrade Execs Pump Cash Into TAMP FirmInvestor Bryce Engel comes on board to lead Fusion Capital, while Asiff Hirji and Wayne Ferbert will join the board.
November 13, 2017
JPMorgan Asset Management Upgrades Eurozone OutlookThe upgrade is its first one for a major economic bloc in a decade.