Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Snappy Kraken Delays JOLT Conference: Tech Roundup
By Jeff BermanMeanwhile, the UBS Investment Bank has given new funding to the Lynk AI-driven platform.
August 26, 2021
12 Best Cities for Financial Advisors to Start a Career: 2021These cities have high average advisor pay and lots of potential clients, according to SmartAsset.
August 24, 2021
JPMorgan Settles With Advisors Who Jumped to LPL-Affiliated FirmThe temporary restraining order that J.P. Morgan Securities had obtained against the breakaway advisors has been lifted.
August 17, 2021
Next Court Date Set for Suspect in Veteran Merrill Exec's MurderA preliminary hearing for Anthony Duwayne Turner has been set for Sept. 30.
August 13, 2021
Ex-Merrill Broker Gets 3.5 Years in Prison for Defrauding ClientsOne of the swindled clients had received a $5 million settlement for being wrongly convicted of kidnapping and murder.
August 12, 2021
iCapital Expands Pact With Bridgewater: Tech RoundupAlso, Broadridge onboards UBS onto its distributed ledger repo platform.
August 10, 2021
BofA Co-Worker Charged With Murder of Veteran Merrill Exec Pleads Not GuiltyThe victim, Michelle Avan, was with Merrill for 22 years before becoming head of global women's and underrepresented talent strategy for the bank.
August 10, 2021
Wells Fargo Names Steve Black Chairman as Noski Steps DownCharles Noski became chairman last year after Betsy Duke resigned ahead of a congressional hearing into a series of scandals at the bank.