Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
10 Worst Financial Advisors in America: 2023
By Dinah Wisenberg BrinWhile most advisors make clients' lives better, others stand accused of financial crimes — and worse.
December 14, 2023
The 10 Most Successful Celebrity Investors in 2023These entertainers have turned riches into wealth in stocks, real estate and other investments.
December 14, 2023
UBS Intensifies Cash Clawback From Credit Suisse DefectorsThe bank's law firms are threatening legal action if the required amounts, estimated at under $750 million, aren't returned.
December 07, 2023
Best & Worst Broker-Dealers: Q3 Earnings, 2023The latest earnings included a big loss for one firm, declines for four and stronger results for six.
December 05, 2023
NFL Players Association Drafts UBS to Advise AthletesAdvisors in the firm's athletes and entertainers segment will work with current and retired players represented by the union.
December 04, 2023
Ex-Wells Fargo CEO Sloan Sues Over $34M in Withheld PaySloan, 63, took over Wells Fargo weeks after a scandal involving fake customer accounts erupted at the firm.
November 30, 2023
BofA Securities Hit With $24M FINRA Fine for SpoofingThe penalty follows orders traders didn't intend to have executed to create an appearance of Treasury market activity.
November 30, 2023
Meet the 2023 LUMINARIES WinnersWe recognized this year's winners at our third annual gala, held Tuesday at Gotham Hall in New York.