Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Morgan Stanley Rolls Out New Mobile Banking Program
By Janet LevauxSeparately, the wirehouse reported that it ended 2019 with 15,468 financial advisors and $2.7 trillion in client assets.
January 23, 2020
Former Wells Fargo Execs Fined $58.5M by OCCEx-Chairman and CEO John Stumpf will pay $17.5 million to the Office of the Comptroller of the Currency.
January 23, 2020
LPL, Raymond James Grab Wirehouse Reps: Recruiting RoundupThe rival broker-dealers pick up advisors from Wells Fargo and UBS; LPL adds eight FAs from Advisor Group.
January 22, 2020
FINRA Bars Ex-Merrill Rep Who Refused to TestifyRegulator was investigating broker over alleged misuse of client funds.
January 22, 2020
Top Women in WealthTech 2020: Rachel Wilson of Morgan StanleyThere are great opportunities for women today "especially in the cybersecurity and fraud prevention space," she said.
January 22, 2020
What's Behind the Wirehouse Headcount Drop?Recruiters discuss whether Merrill, Morgan Stanley, UBS and Wells Fargo are losing due to their own issues or to industry trends.
January 22, 2020
Top Women in WealthTech for 2020This is the second year of our recognition program, which highlights the careers of 15 female leaders of innovation.
January 22, 2020
Could Financial Advisory Revenue Triple in the Next Decade?That's the prediction of advisor-client matchmaking service Zoe Financial. Here's why they see such strong growth.