How RJFS, Advisors Cope in a Crisis
By Janet Levaux(San Antonio) "These are tough days involving tough business decisions," says Donald Runkle, chief compliance officer for Raymond James Financial Services in St. Petersburg, Fla.,...
March 01, 2009
News: A Sense of Resolve?As we went to press, the White House and Congress have agreed to a $789 billion stimulus package of spending and tax cuts proposed by...
February 20, 2009
Schwab Center Opens at Texas TechProvides planning and portfolio management software to students and community
February 17, 2009
Putnam Investments Lays Off 260; Parent Posts Big Loss in 4th QuarterBoston-based Putnam Investments announced February 11 that it would lay off 260 people
February 17, 2009
Of Client Meetings and Trade PMRLast week I discussed my approach in meeting with a prospective client. This week I would like to refine that a bit and update you...
February 12, 2009
Survey: RIA firms chart strong growthNinety percent of independent registered investment advisors say they've seen increased growth or no change in the number of new clients during the past six...
February 10, 2009
Practice Management: Time to Make a Change?This is a time of peerless financial turmoil. Not only are the prices of stocks and bonds singularly volatile but so are the reputations of...
February 09, 2009
At TD Ameritrade Conference, a Feisty and Surprisingly Upbeat CrowdNo one can say that advisors who custody their clients' assets with TD Ameritrade Institutional don't feel comfortable expressing their feelings--pro and con