Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Going Independent?
By Nancy MillerGoing independent? Already selected your new venue? Then youve already made some very big decisions about making a change and the kind of change you want.
August 23, 2012
Raymond James Reports Mixed July ResultsThe broker-dealers fees and commissions dropped a bit from June, though assets remained steady.
August 23, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—David Stringer: VideoEditor-in-Chief John Sullivan talks to the president of Prospera Financial Services and Division I winner of the 2012 Broker-Dealers of the Year about personalized service and working efficiently with fewer resources.
August 22, 2012
Fee-Based Accounts Contribute to Steep Revenue Growth: StudyThe results find that fee-based advisors grew 47% over three years.
August 22, 2012
Fiduciary Rule Could Be Years Away: Industry ExpertsKnut Rostad, president of the Institute for the Fiduciary Standard, told AdvisorOne on Wednesday that regulators will most likely "continue to punt" the fiduciary issue.
August 22, 2012
China bubble in “danger zone” warns Bank of JapanJapan sounding the alarm on Chinas economic bubble carries authority and amusement.
August 21, 2012
2012 Broker-Dealers of the Year; Top Wealth Managers: September Investment Advisor—SlideshowSeptember is our annual broker-dealer issue and includes the 22nd annual Broker-Dealers of the Year contest.
August 21, 2012
What Reps WantOf the products not offered through their current broker-dealer, 194 reps responded they would like: