Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Morgan Stanley Loses Two Teams, Ex-NFL Player to Barclays, Ameriprise
By Janet LevauxThe New York group includes ex-Jets receiver Wayne Chrebet, while the New Haven team moves with close to $1 million in production.
September 04, 2012
Cetera Rebrands Its Four BDsCetera Financial Group announced Tuesday that it was embarking on a unified rebranding that would change the names of its four broker-dealers, but would not change the way Cetera and its firms operate.
August 31, 2012
RIA Affiliate of LPL Adds 45 Advisors in Q2Independent Financial Partners now has close to 500 advisors, including new independent reps from Wells Fargo, Morgan Stanley and other firms.
August 28, 2012
Janney Grabs UBS Rep, Recruits 25 Advisors Year-to-DateThe firm could finish the year with some 750 employee advisors, Private Client Group President Jerry Lombard said.
August 28, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—Eric Schwartz: VideoEditor-in-Chief John Sullivan talks to the chairman and CEO of Cambridge Investment Research and Division IV winner of the 2012 Broker-Dealers of the Year about customizing solutions for advisors and the importance of culture in a firms success.
August 27, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—Barry Knight: VideoEditor-in-Chief John Sullivan talks to the president and CEO of NEXT Financial Group and Division III winner of the 2012 Broker-Dealers of the Year about his firms culture and whether the succession planning message is sinking in.
August 24, 2012
Tech Talk: Commonwealth, Raymond James Roll Out New Software Tools for RepsThe new programs focus on daily trading operations as well as financial planning, the firms say.
August 24, 2012
12 Best & Worst Broker-Dealers: Q2 EarningsEarnings fell as much as 58%, but also jumped over 600% within the broker-dealer industryAdvisorOne spotlights the six best and six worst.