Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Wells’ FiNet, Morgan Stanley Nab 7 Merrill Reps
By Janet LevauxPlus, EP Wealth Advisors gains advisors from Schwab and Bernstein for its Southern California operations.
April 29, 2013
We’re Back Baby!Phew! We made it back, finally. Im talking about the DJIA, of course. After years and years of giving us absolutely no comfort at all, the DJIA is back in record territory (assuming no great market collapse between now and press time).
April 29, 2013
FA Satisfaction as Measured by J. D. PowerSatisfaction among independent advisors made a nice improvement over the past year, while that of employee advisors declined slightly, according to the latest J.D. Power and Associates 2013 U.S. Financial Advisor Satisfaction Study.
April 29, 2013
Don’t Sell in May, Says Raymond James StrategistRaymond James Chief Investment Strategist Jeffrey Saut tells advisors that the strong market should continue for several months.
April 29, 2013
Challenges of a Growing Practice: Managing PortfoliosWhether you outsource money management or not, at least segment your client base.
April 25, 2013
LPL Q1 Earnings Rise on Strong Hybrid-RIA, Other GrowthNet new assets across its different platforms hit $3 billion in early 2013.
April 25, 2013
Shh! Virtual Recruitment Market Lets Advisors Shop Anonymously for New FirmsCompanies that have signed on to the Advisor Center include Cetera Advisors, Commonwealth Financial Network, LPL Financial, Pershing Advisor Solutions and TD Ameritrade Institutional.
April 24, 2013
Raymond James Tops Estimates on Strong Sales in Early ’13Net income for the quarter ending March 30, though, dropped from the prior quarter.