Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Harold and Fiduciary
By Knut A. RostadWe knew Harold Evensky has been a proponent of the fiduciary standard for advice givers for some time and that he was a leading light of the Institute for the Fiduciary Standard. So we asked the Institutes co-founder, Knut Rostad, to comment on Evenskys contributions.Ed.
January 27, 2014
Optum blasts Minnesota exchange systemsMNsure could meet enrollment targets, but it's had trouble paying agents and navigators.
January 27, 2014
With 10 Years’ Experience, FSI Flexes Its Advocacy MusclesFSI marks its 10th anniversary with more individual members and with greater influence in Washington and the states, says its leader, Dale Brown.
January 24, 2014
A collective of missteps insurers have madeA report tracks the evolution of financial services industry stumbles and outlines perceived industry offenders.
January 23, 2014
PPACA uncertainty clouds carrier outlookThe uncertainty over the Patient Protection and Affordable Care Act is taking a heavy toll on health carriers.
January 22, 2014
Raymond James Posts Strong Quarterly ResultsAdvisor fees and commissions jump 10% from last year and 6% from the prior quarter, though its number of reps stays flat.
January 22, 2014
43% of advisors older than 55Nearly one-third of advisors fall into the 55 to 64 age range.
January 22, 2014
NARAB-II and NFIP -- Congress combines disparate insurance issuesTwo long-simmering insurance-industry pocketbook issues, NARAB-II and the NFIP, will be in the spotlight when the Senate returns to work.