Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
‘Mutual RIA’ With Advisor Profit Sharing Launched by LPL Affiliates
By Janet LevauxGood Life Advisor Systems aims to share profits with all of its partnering reps nationwide, not just principals.
July 09, 2014
Top 5 broker concernsAflacs Workforces Report for Brokers confirms what many in the industry have been hearing all along: It hasnt been an easy road for brokers.
July 09, 2014
Top 5 broker concernsAflacs Workforces Report for Brokers confirms what many in the industry have been hearing all along: It hasnt been an easy road for brokers.
July 09, 2014
Wells Fargo Grabs 8 Advisors With $1 Billion in AssetsMeanwhile, RIAs affiliated with Focus Financial and LPL add reps.
July 08, 2014
Fund Firms Lag in Social Security Support to AdvisorsOnly BlackRock is recognized as a Social Security resource by a majority of advisors; the Social Security Administration is the top source of information overall.
July 08, 2014
Securities America to Add 60 Reps, $950M in AssetsCEO Nagengast says the firm is eager to strike more deals with smaller broker-dealers.
July 07, 2014
LPL, Former Exec to Launch Retirement GroupFormer LPL retirement head Bill Chetney's new firm will work with LPLs hybrid RIA platform to boost the IBDs retirement plan business.
July 02, 2014
Half of brokers still mulling industry exitLeaving the industry is on the minds of brokers nationwide, though employers say they need them more than ever.