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Wall Street Regulators Seek More Enforcement, Exam Coordination
News March 10, 2026 at 01:29 PM
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What You Need To Know
- "The regrettable era of duplicative enforcement actions and conflicting remedial obligations for the same conduct is over," said SEC Chair Paul Atkins.
- For example, both the SEC and CFTC have fined firms over off-channel communications.
- The two agencies are discussing plans to move into the same building complex.
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