FINRA's New Outside Activities Proposal Is Absurd

Commentary May 02, 2025 at 10:26 AM
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What You Need To Know

  • The plan would would prohibit reps from a wide number of "investment-related activities" without written approval from their firm.
  • These activities appear to include holding crypto assets, buying a beach house or even getting insurance.
  • FINRA is hastening its own demise with this proposal.
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