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Ex-Morgan Stanley Rep Barred by FINRA for Alleged Profit-Sharing Scheme
News April 17, 2025 at 03:57 PM
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What You Need To Know
- Joseph Eisler allocated shares of new issues to a client in exchange for a portion of the profits when the stocks were sold.
- He exchanged hundreds of text messages on his personal phone related to the firm’s securities business.
- The alleged misconduct took place from August 2014 to June 2022.
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