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Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients
News November 20, 2024 at 06:31 PM
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What You Need To Know
- Morgan Stanley has filed for a TRO against Nicholas Takahashi, an advisor who left for Raymond James.
- The advisor's team contacted the clients of another advisor with whom they had a joint production arrangement, the complaint states..
- The wirehouse accuses Takahashi of breaching his contractual obligations and duty of loyalty.
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