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Will an Ex-Fidelity Advisor's Reg BI Suit Catch the SEC's Eye?
Analysis May 31, 2024 at 03:51 PM
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What You Need To Know
- An advisor sued Fidelity, saying it fired him after he blew the whistle on its attempts to pressure advisors to sell products not in clients' best interest.
- The SEC or law enforcement agencies could investigate the claim, lawyers say.
- The case could have implications for the broader financial services industry.
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