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11 Big Advisor Regs That Moved Forward in 2022

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The Securities and Exchange Commission and the Financial Industry Regulatory Authority have had a busy year, adopting or proposing new rules or amendments to existing rules.

The industry, as well as lawmakers, have been critical of the barrage of SEC proposals that the agency has issued — with short comment periods — since January.

See the gallery for rules either adopted or proposed by the SEC, FINRA and the Labor Department this year.