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November 01, 2016 at 10:39 AM
Independent broker-dealer INVEST Financial, part of National Planning Holdings, said Tuesday that it appointed Jason Albino as its new chief compliance officer.
Albino will be based in Tampa, Florida, and will report to NPH Chief Compliance Officer Daniel Wright. He replaces Ruth Burgess, who recently retired.
“INVEST is committed to providing our advisors with resources, training and tools to help them adapt to the new regulatory environment created by the Department of Labor’s fiduciary rule,” said INVEST President & CEO Steve Dowden, in a statement. “Jason’s approach to navigating the complexities of our industry will be a terrific asset to both our home office and the field as we prepare for the implementation of the rule.”
Before joining INVEST, Jason served as chief compliance officer for Penn Mutual Life Insurance and its affiliated independent broker-dealer Hornor, Townsend & Kent.
