Close Close
Popular Financial Topics Discover relevant content from across the suite of ALM legal publications From the Industry More content from ThinkAdvisor and select sponsors Investment Advisor Issue Gallery Read digital editions of Investment Advisor Magazine Tax Facts Get clear, current, and reliable answers to pressing tax questions
Luminaries Awards

2016 Broker-Dealers of the Year: Eric Schwartz on Independence

Your article was successfully shared with the contacts you provided.

(Video by Mimi Productions. Portrait by Tom McKenzie.)

Cambridge can bring together the relationships of a small firm and the resources of a large firm thanks to its private ownership and entrepreneurial mindset, according to Eric Schwartz. At the 2016 Broker-Dealer of the Year roundtable, he sat down with IA’s Jamie Green to share Cambridge’s approach to the Department of Labor’s fiduciary rule and how to stay ahead of future regulations. 

Click here for more coverage on the winners of the 2016 Broker-Dealers of the Year


© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.