By James J. Green
In early returns from Investment Advisor's annual independent BD Presidents Poll, 29% said they were waiting for the DOL fiduciary rule to be released before taking any action. By contrast, the IBD Cambridge Investment Research is being proactive when it comes to the DOL rule, with executive Colleen Bell, a former SEC examiner, leading the way as 1st VP of Fiduciary Services. In this interview held at ThinkAdvisor's New York offices, Bell talks about how and why Cambridge has already committed resources in responding to the rule.
© 2025 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.