This week in new hires, Christine Gaze joined TD Ameritrade Institutional, Robert Bernstein went to Windham Capital and Raymond James confirmed the appointment of John Carson as president of its financial board of directors. Also, Kathleen Stewart joined fi360.
TD Ameritrade Institutional Names Christine Gaze Director of Practice Management
TD Ameritrade Institutional, a division of TD Ameritrade, announced Monday that Christine Gaze (right) has been named its new director of practice management. In this role, she will be responsible for developing and executing the strategic direction of all advisor practice management and business consulting services.
Gaze has more than 15 years of experience in the financial services industry working in the areas of human capital development, sales strategy and wealth management. Prior to joining, she helped build the practice management consulting group for Wachovia Securities. She has also held a variety of sales and leadership roles at firms including Merrill Lynch, Prudential and AllianceBernstein. Most recently, she served as executive director at Morgan Stanley Private Bank.
Robert Bernstein Joins Windham Capital as Managing Director for Institutional Sales
Independent investment firm Windham Capital announced on April 18 the appointment of Robert Bernstein as managing director for institutional sales. He brings more than 20 years of experience to the firm.
Prior to joining Windham Capital, Bernstein served as head of business development and managing director of BNP Paribas Investment Partners in Boston. Earlier, he was head of institutional sales and managing director at AG Asset Management in Boston and a senior vice president for GE Asset Management in San Francisco.