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Regulation and Compliance > Federal Regulation > SEC

Ken Fisher, Mary Schapiro, Bob Rodriguez: Top 10 AdvisorOne Exclusive Interviews

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Ken Fisher on stock picking, Mary Schapiro on the government shutdown, Mohamed El-Erian on QE2: we’ve had interesting conversations lately with superstars in our industry, and they shouldn’t be missed.

With all that’s happening—in the Middle East, Japan, regulation and the budget mess in our own country, as well as skyrocketing oil prices and the travails of Europe—the insight they provide will go a long way in explaining (and comforting) world events to your clients, and how these macro happenings can impact  micro portfolios.

Here are our top 10 exclusive interviews recently conducted by AdvisorOne staff, in no particular order:

1) Ken Fisher on Picking Stocks, Learning From P&G and Kipling

What Fisher advises RIA leaders to do may surprise you.


mary schapiro2) Mary Schapiro Describes How SEC Would Deal With Govt. Shutdown: Exclusive Interview

Some market surveillance would continue, but SEC's hiring plans would likely be affected.

mohamed el-erian3) Mohamed El-Erian of PIMCO on Why QE2 May Backfire: Exclusive Interview

PIMCO’s CEO tells Futures of his outlook for bonds, how to navigate the "new normal."


michael oxley4) Michael Oxley Describes New Role as FINRA Lobbyist: Exclusive Interview

Former GOP congressman says more funds for SEC unlikely in 2012 budget; SRO option only one to survive this Congress.

christine marcks5) Finding ‘Balance’ in Retirement Income—Prudential’s Christine Marcks: Weekend Interview

The best ways to help people in retirement plans save more, and to get those who aren’t saving to start.

james glassman6) Author James Glassman’s Surprising Advice for Investment Success: The Weekend Interview

Short the U.S. economy, buy derivatives and reallocate to bonds? We better let him explain.

larry roth7) Advisor Group CEO Roth Says, ‘This Business Is Not for Wimps’: AdvisorOne Exclusive Interview

Roth and the group’s three BD chiefs talk about recruiting more women FAs and the challenges of small BDs.

Kim Wright-Violich8) Women in Wealth Profile: Schwab's Kim Wright-Violich

For the president of Schwab Charitable, there’s a "magic in mixing the for-profit and non-profit worlds."


tom bradley9) Video: TD’s Tom Bradley on Fiduciary Duty, Separation of Sales and Advice, and RIA Oversight

The president of TD Ameritrade Institutional discusses why it’s important to separate sales from advice and what his RIA clients say about who should regulate them.

bob rodriguez10) FPA Capital’s Bob Rodriguez Says Economic Meltdown Looming: AdvisorOne Interview

Legendary money manager says the U.S. has seven months to implement significant budgetary reductions or face tipping point.


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