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UBS Wealth Exec Moves to Deutsche Bank
Samuel Descovich will lead products and solutions in the Americas and work on expanding the ESG lineup.
Fidelity Pulling $500M From Fisher
This latest redemption since Ken Fisher's lewd comments pushes the total to $1.8 million.
FINRA Bars 2 Advisors for Excess Trading in Billionaire Roy Speer's Accounts
Forte Group made more than 2,800 trades in Speer's accounts in less than a year, FINRA says.
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