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Co-Operators Life Insurance Company has picked a group benefits policy administration system.
Co-operators Life, Regina, Saskatchewan, a unit of the Co-operators Group Ltd., will be using the iWorks administration system from SunGard Data Systems Inc., Wayne, Pa.
FINRA exams have found BDs engaged in investment-related activities with municipal clients without registering as muni advisors.
The SEC orders find that both Cantor and BMO improperly obtained pre-released ADRs indirectly from other broker-dealers.
While 75% of advisor clients view ESG investing positively, only 30% have discussed it with an advisor, Allianz Life finds.
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After The Boomers: Shifting Your Focus to New Generations and Gender
The generation that controls 80 percent of personal finances is set to retire; thus, you need to find ways to connect to new types of clients.
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Build Your Business Like a Boss: Grow Your Practice Without Compromising on Service
Find out how your practice can grow and thrive without sacrificing the quality, personalized service your customers are accustomed to.
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Gen X: The Advisor's Forgotten Opportunity
Gen X isn’t officially known as “the forgotten generation,” but perhaps it should be. Learn how you can tap into the potential of this group.
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