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The Investment Center
President and CEO Ralph DeVito
Candid quote from an Investment Center rep:
I have never had any problems with The Investment Center, and would not consider any other broker/dealer.
Founded: 1986
Producing Reps: 290
2008 gross revenue: $39.0 million
2008 average annual gross production per rep: $175,000
The former broker also was sanctioned by the regulator for alleged unauthorized trading in client accounts.
Thinking about making a change? Your timing is right, but know what you want first.
The firm’s broker didn’t amend his Form U4 to disclose several liens, then made false claims to cover them up, FINRA says.
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