Newsletters

Graphic: Pro and con on Rule I51A

These two images show opposing thoughts on Securities and Exchange Commission Rule 151A. One is from the SEC and the other from National Association of Insurance Commissioners.

Recommended Stories

Dan McMillan Rises at The Standard: Personnel Moves

Allison Bell | July 02, 2020

Unqork, LTCG and Vital Data Technology also have personnel moves news.

Nassau Completes Acquisition of Foresters' U.S. Variable Annuity and Variable Life Operations

Allison Bell | July 02, 2020

Nassau likes selling annuities. Foresters wants to focus on selling fixed life insurance.

7 Things to Know About the New DOL Annuity Sales Standard Proposal

Allison Bell | June 30, 2020

The proposed standard could turn IMOs, FMOs and BGAs into the Impartial Conduct Standards cops.

California to Help Diverse Investment Managers Get Insurers' Attention

Allison Bell | July 02, 2020

The state's insurance commissioner says insurers' assets could help reduce wealth inequality.

Resource Center ›

Four themes driving our Midyear Market Outlook.

White Paper

Sponsored by T. Rowe Price Investment Services, Inc.

Managing to the Other Side

Four themes driving our Midyear Market Outlook.

Download Now ›

As things remain uncertain in the market, discover a way to give your clients some stability.

Article

Sponsored by John Hancock Investment Management

The case for long/short equity funds as volatility rises

As things remain uncertain in the market, discover a way to give your clients some stability.

Download Now ›

Positive word of mouth can be your best marketing ally, but it’s not always easy to earn. Discover how a simple adjustment can make a big difference.

White Paper

Sponsored by Cetera Financial Group

The Best Way to Ask for Referrals? Don't Ask for Referrals

Positive word of mouth can be your best marketing ally, but it’s not always easy to earn. Discover how a simple adjustment can make a big difference.

Download Now ›

ThinkAdvisor

Don’t miss crucial news and insights you need to make informed investment advisory decisions. Join ThinkAdvisor.com now!

Free unlimited access to ThinkAdvisor.com which provides advisors, like you, with comprehensive coverage of the products, services and trends necessary to guide your clients in making critical wealth, health and life decisions.
Exclusive discounts on ALM and ThinkAdvisor events.
Access to other award-winning ALM websites including TreasuryandRisk.com and Law.com.

Already have an account? Sign In Now

Copyright © 2020 ALM Media Properties, LLC. All Rights Reserved.