James E. Clements has joined National Planning Holdings Inc. as senior vice president of advisory services. He will be responsible for the investment advisory service divisions of each of the four firms in the network and oversee the expansion of NPH’s advisory platform. Clements is the 2007 chair of the Financial Services Institute’s (FSI) Marketing and Investment Advisory Counsel and also serves on the FSI’s board of directors. He holds NASD Series 7, 9, 10, 24, 63 and 65 licenses. He will be based in Denver.
A coverage compliance specialist takes on a common client question.
Sam Kaufman, Jay Scheiner and Gary Bleetstein will continue to run the business.
“As a business person, there are deep risks that you cannot imagine,” said Crager, who became interim CEO after Jud Bergman's death.
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