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Regulation and Compliance > Federal Regulation > FINRA

FINRA OKs Variable Life Settlement Broker-Dealer

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The Financial Industry Regulatory Authority has given Arbor Court Capital L.L.C. permission to conduct business as a broker-dealer in the secondary life insurance market.

FINRA, Washington, is a broker-dealer group that helps regulate broker-dealers.

Arbor Court Capital, a unit of Life Settlement Insights L.L.C., Cleveland, now can conduct variable insurance life settlement transactions as an intermediary broker-dealer, Life Settlement Insights says.


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