Larry Roth, president and CEO of the AIG Advisor Group broker/dealer Royal Alliance Associates, announced several management promotions on September 21. Clara Sierra, senior VP of Investment Advisory Services was named senior VP, investment advisory services and marketing; Gary Bender, formerly first VP and national recruiting manager, was named senior VP and national recruiting manager; and LeeEllen Waker-Redd, formerly VP, regional management, was named first VP, business development and elite sponsor relations.
We asked advisors what planning errors they've seen and what they did to correct them.
The independent broker-dealer explains how a new integration has improved its ClientWorks advisor platform.
Only one of these firms has a board more than 50% female, according to the House Financial Services Committee.
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