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Regulation and Compliance > Federal Regulation

Jackson National Unit Names Compliance Chiefs

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National Planning Holdings Inc. has announced 2 changes at its compliance operations.[@@]

National Planning, Santa Monica, Calif., a broker-dealer unit of Jackson National Life Insurance Company, has promoted Sean Haley to chief compliance officer at its National Planning Corp. unit, from assistant vice president of compliance at the unit.

The company also has hired David Loasby to be chief compliance officer at its SII Investments Inc. and Investment Centers of America units. Loasby previously was chief compliance officer at Fifth Third Securities, Cincinnati.


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