Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Merrill Lynch Keeps Its Focus
By Janet LevauxDan Sontag, head of Advisory Americas for Merrill Lynch private client, reflects on the firm's latest moves to stay on top. He spoke with Research...
February 01, 2007
After Re-Grouping in 2006, DWS Scudder Aims HighOne year after Scudder re-branded its fund product line, the DWS Scudder fund family is experiencing strong sales momentum, according to Philipp Hensler, head of...
February 01, 2007
The SolutionThe coming "retirement crisis" in America has been the subject of countless newspaper, magazine, and evening television news stories. Experts of all stripes have voiced...
February 01, 2007
When Should You Register?Should an investment advisor with $30 million of "assets under management" register with the SEC? It depends on whether the advisor has "qualifying" assets under...
January 31, 2007
EBSA Rules On Combining Plan Advice, Asset ManagementA financial services company that structures the arrangement carefully can sell fee-based advice to members of a retirement plan while an outside firm is selling ...
January 31, 2007
EBSA Rules On Combining Plan Advice, Asset ManagementA financial services company that structures the arrangement carefully can sell fee-based advice to members of a retirement plan while an outside firm is selling ...
December 01, 2006
Richard ManchesterWave Wealth Management 479 Ocean Avenue, Suite D Laguna Beach, California 92651 Phone: 949-497-9100 [email protected] Year practice began: 2006 Number of advisor in firm: 1, plus three-person support staff Number of clients:...
November 01, 2006
O-Strip Gets the HookProduct deletions have been rare in the world of exchange-traded funds (ETFs), thanks to the industry's incredible growth in both new products and investor assets...