Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Keys to a successful rollup strategy
By John SullivanFlexibility, culture and the investment thesis will make or break a potential marriage.
November 29, 2012
Keys to a Successful Rollup StrategyThe current economic and regulatory environment thats disproportionately affecting smaller RIA firms.
November 21, 2012
Q3’12 EarningsBank of America had net income of $340 million, or $0.00 per share, in the third quarter, compared to $6.2 billion, or $0.56 per share, in the year-ago quarter.
November 21, 2012
Raymond James Posts Mixed October Results; Keegan Deal Hikes ProductionFees and commissions drop slightly in October from the prior month, but rise year over year thanks to the Morgan Keegan deal and other factors
November 20, 2012
New Hire Roundup: Mullis Joins Securities America; BlackRock’s New StrategistThis week in new hires, Michael Mullis became a registered rep with Securities America; BlackRock named Russ Koesterich its new chief investment strategist; and Michael Davis left EBSA for Prudential.
November 19, 2012
Capital Innovations’ ‘Wonderfully Boring’ StrategyMichael Underhill, who spoke at Schwab Impact in Chicago, tells the stark truth to clients looking for 10% returns, its not the 1990s anymore.
November 15, 2012
When good clients go badWhat do you do when a bad client sues a good advisor? You better hope you covered your bases, and your assets.
November 12, 2012
M&A Deals in Q3 Slowest for 2012: PershingMergers and acquisitions slowed down in the third quarter after increasing since the last quarter of 2011, Pershing Advisor Solutions announced Nov. 9.