Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Recruiting Roundup: Morgan Stanley, Janney Lure Reps
By Janet LevauxUBS and Baird also report their latest advisor recruiting news.
May 28, 2013
Wealth Operations on a RollBank of America reported net income of $2.6 billion, or $0.20 per share, for the first quarter of 2013, compared with $653 million, or $0.03 per diluted…
May 28, 2013
It’s Not Just Active and Passive, but Behavioral Finance That Best Meets Clients’ NeedsTed Lundgren of NAAIM argues that the lessons of behavioral finance must inform the active vs. passive investing debate.
May 23, 2013
Hybrid RIA, LPL Affiliate Adds Two PracticesU.S. Wealth Management hopes to reach $1 billion in client assets over the next 12 months, up from $600 million today.
May 22, 2013
Baird Expands Recruiting of Trainees, AdvisorsThe employee-owned, Milwaukee-based firm tops $100 billion in client assets as it aims for $1 billion in revenue.
May 22, 2013
New Hire Roundup: HighTower Expands Development TeamThis week in new hires, HighTower welcomed Thomas Brown and Frank Epinger to its development team. Citibank named Mark Mason private bank CEO and Jane Fraser CitiMortgage CEO.
May 17, 2013
SCF Lures Walnut Street Team of 4 AdvisorsThe move puts the Fresno-based independent broker-dealer at more than $1 billion in affilated client assets and 140 advisors.
May 08, 2013
Merrill Hires Investment Expert; Morgan Stanley Recruits 2 AdvisorsAshwin Chhabra is leaving his post at the Institute for Advanced Study to return to his former employer.