Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Publishes W-2 Donation Record Rules
By Staff WriterThe Internal Revenue Service has spelled out documentation requirements for workers who give to charities through payroll deduction programs.The IRS has spelled out the new ...
November 30, 2006
Feds Publish Model Diversification NoticeThe Internal Revenue Service has issued guidance for defined contribution retirement plans that will be subject to the new Pension Protection Act investment diversification rules.Section ...
November 30, 2006
Feds Publish Model Diversification NoticeThe Internal Revenue Service has issued guidance for defined contribution retirement plans that will be subject to the new Pension Protection Act investment diversification rules.Section ...
November 30, 2006
IRS Releases 409 GuidanceThe Internal Revenue Service has published advice for sponsors of nonqualified deferred compensation plans affected by the new Section 409A of the Internal Revenue Code.IRS ...
November 30, 2006
IRS Releases 409 GuidanceThe Internal Revenue Service has published advice for sponsors of nonqualified deferred compensation plans affected by the new Section 409A of the Internal Revenue Code.IRS ...
November 28, 2006
Moving Fast on New SROThe NASD and NYSE have signed a letter of intent to form a new self-regulatory organization (SRO) that combines the regulatory arms of the NASD...
November 28, 2006
Groups Sound Off On Life Settlement Regulation (Updated)A coalition of life insurance organizations is asking for a crackdown on "stranger-owned life insurance" arrangements, while life settlement firms are emphasizing their commitment to ...
November 28, 2006
Groups Sound Off On Life Settlement Regulation (Updated)A coalition of life insurance organizations is asking for a crackdown on "stranger-owned life insurance" arrangements, while life settlement firms are emphasizing their commitment to ...