Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
$1.1B Merrill Team Jumps to JPMorgan
By Janet LevauxThe four-member Campbell Group made the move in San Francisco and is led by Gwen Campbell.
October 19, 2020
SEC Chief 'Cautiously Satisfied' With Reg BI but Seeing Some Troubling TrendsThe SEC chairman shared his views during an interview with SIFMA CEO Ken Bentsen at the association's virtual event.
October 19, 2020
FINRA Files to Boost Arbitrators' PayLawyers for investors support the pay hike but "we do not want arbitrators to be doing this as their living," says PIABA's Sam Edwards.
October 19, 2020
Morgan Stanley CEO Explains Thinking Behind Eaton Vance, E-Trade DealsInvestors want more choices and will take their money elsewhere if they don't get them, CEO James Gorman says.
October 16, 2020
Merrill vs. Morgan Stanley: Which Added More Assets, Advisors in Q3?Though both posted somewhat mixed results, only one of the two firms posted strong asset flows in the quarter.
October 16, 2020
Buffett Inches Toward Wells Fargo Exit as Scharf Sets CourseWarren Buffett urged Wells Fargo's board not to hire a leader from Wall Street. But it did.
October 15, 2020
CFP Board Offers Remote Testing for Next ExamOf the 2,154 candidates who took the most recent CFP test, just 6% did so remotely.
October 15, 2020
Wells Fargo Fires More Than 100 Workers for Abusing U.S. AidThe staffers made "false representations in applying for coronavirus relief funds for themselves," according to a memo.