SEC Tightens Rule on Advisory Performance Fees
By Melanie WaddellThe SEC announced Thursday that it is tightening its rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees by excluding the value of the investors home from the net worth calculation.
February 07, 2012
IGSignals Launches Risk Management Tool for Mutual Fund InvestingIGSignals is designed to help mutual fund investors actively manage risk rather than stick with their traditional buy-and-hold strategies, says Investment Guidance Solutions CEO Phil Lussier.
February 07, 2012
Advisors Back Romney Over Obama by Huge Margin: FSI PollThe Financial Services Institute released poll results on Tuesday that showed Mitt Romney was the favored candidate among financial advisors to take the Republican nomination and ultimately the presidency.
February 06, 2012
TD Ameritrade’s Bradley Shifts to Retail as Nally Takes Over RIA UnitTom Bradley will take over the role of president of retail distribution from John Bunch as Tom Nally becomes head of TD Ameritrade Institutional.
February 06, 2012
Morgan Stanley’s Larry King Joins Dynasty in Indie PartnershipIn more news of Dynasty's growing network of indie RIAs, noted wealth manager Larry King said he is leaving Morgan Stanley Smith Barney to go independent on the Dynasty platform.
February 03, 2012
TD Ameritrade Puts Actions Behind Its Patriotic WordsAt annual conference, TDAI pays for supplies for 2,000 Red Cross kits for wounded soldiers and homeless vets. Advisors pitch in.
February 02, 2012
‘Long, Slow Recovery to Continue,’ Says TD’s Tomczyk: TD Ameritrade ConferenceCNBC news anchor Amanda Mandy Drury sat with TD Ameritrade President and CEO Fred Tomczyk for a revealing interview about the state of the global economy and where its headed, as well as the state of TD Ameritrade and its plans for the future.
February 01, 2012
Time Management: The Key to Boosting RevenueI consider this article one of the most important Ive written for Research magazine since I came on board in May 1990.