Beacon Pointe Wealth Advisors Rolls Up Another California RIA
By Joyce HansonBPWA strategic consultant David DeVoe says the new transaction is a great example of how RIAs are intelligently using M&A."
September 03, 2013
Genworth, Cetera Close Unit Sales Deals"We are getting back to our roots," says Genworth Financial Wealth Management President and CEO Gurinder Ahluwalia.
August 30, 2013
E&O Insurance: Cost and Deductibles SkyrocketThe days of $1,500 errors and omissions insurance with a $5,000 deductible are quickly coming to an end.
August 30, 2013
SEC Charges San Diego Advisor With Cherry-Picking, Soft Dollar SchemeThe SEC charged a firm and its president with steering winning trades to favored clients and misusing soft dollars.
August 30, 2013
To Justify the Value of Financial Planning to Clients, Consider SaliencyIf you want to be more valued (and compensated) for the financial planning work you perform on clients' behalf, including the 'shadow work,' you'd best understand how saliency works.
August 29, 2013
Moving to a New BD or Custodian? Ask These 5 Tech Questions FirstCaptive technology can trip up an advisor, despite the attractive bells and whistles of your new BD or custodians platform.
August 29, 2013
Disaster Recovery Plans Part of Fiduciary Duty, SEC SaysThe SEC is alerting advisors that its part of their fiduciary responsibility to ensure they have proper business continuity and disaster recovery plans in place.
August 28, 2013
Top Advisor Blasts RIAs, Brokers in New BookIf youre reading this and you get pissed, youre probably guilty of being a bad advisor, Steve Lockshin says.