Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
How Fidelity, Schwab Charitable Donors Responded to Pandemic
By Michael S. FischerDonor-advised fund recommendations increased significantly in 2020, the two DAF sponsors reported.
October 02, 2020
As Schwab Gobbles Up TD Ameritrade, What Should Advisors Do?It's just four days away. Here's what RIAs with TD Ameritrade and other firms should be considering for themselves and their clients.
September 28, 2020
Raymond James Shakes Up RIA Strategy"It's a case of opportunity meets disruption," said Tim Welsh of Nexus Strategy. "It's a watershed moment."
October 30, 2019
Ladenburg Thalmann Exploring Sale: ReportRecruiter Jon Henschen weighs in on what form a deal could take.
May 17, 2019
Clearing, Custody Firms Now Tied With Wirehouses for Market Share: AiteRIAs and other advisors served by outside custodians are ascendant; wirehouses are not.
October 10, 2018
Stock Trading App Robinhood Introduces In-House Clearing SystemThe new system will enable Robinhood to custody all customer assets.
August 28, 2017
FolioDynamix, Apex Clearing to Partner on Advice ToolsApex Clearing announced on Thursday that it has entered into a partnership with FolioDynamix to create customer-facing technology tools.
May 09, 2017
The 2 Most Important Questions Advisors Should Ask ClientsWilliam Coppel of First Clearing tells ThinkAdvisor that advisors typically ask clients a list of 55 questions but need to boil that down.