Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Clearing, Custody Firms Now Tied With Wirehouses for Market Share: Aite
By Bernice NapachRIAs and other advisors served by outside custodians are ascendant; wirehouses are not.
May 09, 2017
The 2 Most Important Questions Advisors Should Ask ClientsWilliam Coppel of First Clearing tells ThinkAdvisor that advisors typically ask clients a list of 55 questions but need to boil that down.
January 31, 2017
Robo Clearing Firm Apex Taps Envestnet's Fiske to Head Retail OpsRon Fiske joins Apex, which clears for robo-advisors like Betterment, from Envestnet and will head its retail operations.
January 13, 2017
Head of Fidelity’s RIA Business to DepartBob Oros is set to leave the clearing and custody post he's had for the past five years at the end of January.
November 30, 2016
Sterne Agee Buyer Aims to Boost Midmarket Clearing, Custody BusinessINTL FCStone Financial is rolling out services for international clients and customers who want to trade overseas.
October 03, 2016
Want change? Fire yourselfFiring yourself in an organization that you want to stay a part of is one of the healthiest things you can do for yourself and for your company.
August 01, 2016
E-Trade's OptionsHouse Buy Might Be Right TimingSchwab and TD Ameritrade have already made big options acquisitions that now account for a significant share of their business.
April 06, 2015
How Clearing Firms Embraced InnovationA tougher, revamped clearing industry pursues its high-tech future.