Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Palaveev Forms Team-Based Consulting Firm for Advisors
By James J. GreenThe Ensemble Practice will focus on what Philip Palaveev says are the building blocks of the future of the industrysmall ensemble practices looking to build businesses.
September 04, 2012
Why Focus Only on the Surface Costs of Fiduciary Advice?Its time we started talking about what financial consumers are giving up in return for their free advice.
September 04, 2012
4 Merrill Teams Go Indie With More Than $1BThe breakaway brokers join HighTower and Dynasty Financial in the West.
September 04, 2012
Cetera Rebrands Its Four BDsCetera Financial Group announced Tuesday that it was embarking on a unified rebranding that would change the names of its four broker-dealers, but would not change the way Cetera and its firms operate.
August 31, 2012
RIA Affiliate of LPL Adds 45 Advisors in Q2Independent Financial Partners now has close to 500 advisors, including new independent reps from Wells Fargo, Morgan Stanley and other firms.
August 28, 2012
Janney Grabs UBS Rep, Recruits 25 Advisors Year-to-DateThe firm could finish the year with some 750 employee advisors, Private Client Group President Jerry Lombard said.
August 28, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—Eric Schwartz: VideoEditor-in-Chief John Sullivan talks to the chairman and CEO of Cambridge Investment Research and Division IV winner of the 2012 Broker-Dealers of the Year about customizing solutions for advisors and the importance of culture in a firms success.
August 27, 2012
Investment Advisor’s 2012 Broker-Dealers of the Year—Barry Knight: VideoEditor-in-Chief John Sullivan talks to the president and CEO of NEXT Financial Group and Division III winner of the 2012 Broker-Dealers of the Year about his firms culture and whether the succession planning message is sinking in.