Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Cetera Buying Fellow IBDs Tower Square, Walnut Street From MetLife
By James J. GreenWith the addition of 800-plus MetLife independent reps, the Cetera BD network will comprise 7,000 advisors managing $130 billion in assets.
April 03, 2013
Fiduciary Survey Closes FridayLast chance for RIAs, brokers and dually registered advisors to make their voices heard on fiduciary debate at the SEC and the DOL.
April 01, 2013
Raymond James-Morgan Keegan Fully IntegratedRaymond James said in early March it had wrapped up the conversion of Morgan Keegan operations and clients into Raymond James technology systems, and the Morgan Keegan brand had been retired.
March 29, 2013
Bitcoin is now a billion-dollar industryThis fast-growing financial trend portends strange new possibilities in the world of online commerce and finance.
March 28, 2013
FSI Names Derek Bruton, Seth Miller to Its BoardThe independent BD association names replacements for Bill Dwyer of LPL and Jim Livingston of National Planning Holdings.
March 27, 2013
Securities America Recruited Production Jumps More Than 300% in ’12This includes the recent addition of two groups with a total of roughly 160 financial advisors.
March 26, 2013
LPL Launches ‘Elite’ Retirement Plan GroupWe are really targeting the top 1%, the most elite retirement advisors, says Executive Vice President Bill Chetney.
March 26, 2013
Cetera’s Barnaby Grist Leaving BD to Care for FamilyBarnaby Grist, EVP of wealth management, preached that health and family come first to his team at Cetera, and now hes putting the belief into practice.