Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Janney Recruits Ex-Morgan Stanley, Raymond James FAs
By Janet LevauxThe two advisors come on board in Florida and New Jersey with about $90 million in client assets.
July 23, 2013
Brokers failing employersWhat do employers want from benefits brokers? More than what brokers are offering.
July 23, 2013
TD Ameritrade Tops Q2 Earnings Estimates on Strong RevenueThe broker-dealer is also adding a tool for advisors to improve their access to technology on its institutional platform.
July 19, 2013
$866M Wealth Team Joins LPL-Affiliated FirmNorthstar Wealth Partners recruits a successful team of fee-based reps, nearly doubling its assets under management.
July 19, 2013
Securities America Forms Arbor Point Venture for Hybrid AdvisorsThe independent broker-dealer is working with NorthStar Financial on the venture, which offers reps a choice of custodial firms.
July 18, 2013
BDCs, Maligned by Regulators, Find a ChampionDespite recent warnings, Michael Forman of Franklin Square makes a strong argument for including business development companies in a portfolio.
July 18, 2013
Raymond James Gives Advisors Access to New Social Media PlatformFinancial advisors are transitioning to the social media marketing and compliance platform Hearsay Social over the next month or so, the broker-dealer says.
July 18, 2013
BNY Mellon Posts Strong Q2 Earnings, Record Revenue, 10% Rise in AUMThe Pershing parent reversed its Q1 loss, helped by a one-time gain. It repurchased $330 million of its stock in the quarter and increased its dividend.