Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
How Tax-Savvy Advisors Can Tackle Obamacare Taxes
By Janet LevauxChad Smith of HD Vest discusses ways to help clients with the Medicare surtax in the Affordable Care Act.
March 24, 2015
Wall Street’s 15 Biggest Spenders on Lobbying in WashingtonWall Street banks, financial services firms and trade associations spent $1.4 billion in the 2013-2014 election cycle, according to Americans for Financial Reform.
March 24, 2015
Why does Zenefits scare brokers?Zenefits is threatening to change the landscape of the employee benefits business drastically and irrevocably.
March 23, 2015
Raymond James, LPL Add Teams From Morgan StanleyThe two groups each have $200 million or more in assets; Securities America taps recruiter; Foothill Securities brings on $1B group.
March 20, 2015
Insurers are using rap videos to make being an actuary look hipBy 2022, the insurance industry stands to create at least 500,000 job openings, according to the Bureau of Labor Statistics.
March 20, 2015
Insurers are using rap videos to make being an actuary look hipBy 2022, the insurance industry stands to create at least 500,000 job openings, according to the Bureau of Labor Statistics.
March 19, 2015
LPL Financial Promotes Compliance Chief to Managing DirectorSharyn Handlesman has been with the indie BD, which had regulatory charges of $36 million last year, since 2010.
March 19, 2015
TD Ameritrade’s Schweiss Named Fiduciary of the YearPast winners include David Tittsworth, W. Scott Simon, Ron Rhoades and Eugene Maloney.