Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Advisor Fights Cancer, Punches Through Million-Dollar Level in Same Year
By Gil WeinreichTodd Burys brush with mortality actually spurred his efforts to accelerate his business growth while putting his life in perspective.
June 09, 2015
Raymond James Adds $400M Merrill Team in CincinnatiThe duo has about $2 million in production and joins the employee advisor channel.
June 08, 2015
Stifel Agrees to Buy Barclays’ U.S. Wealth Management UnitThe deal should add some 180 advisors to the company, which recently bought Sterne Agee.
June 08, 2015
In Managed Accounts, Packaged Portfolios Beat Advisor-Driven Ones: CerulliPackaged portfolios put together by broker-dealer home offices have beaten advisor-driven or open portfolios over the past five years, according to new Cerulli research.
June 05, 2015
Securities America Hosts National Conference, Women’s SummitThe indie broker-dealer also says its reps can begin using a mobile-check deposit app.
June 05, 2015
Focus Financial Obtains $1B for GrowthThe credit facility is available to all Focus firms and will fund programs to support efforts to go independent and plan for succession.
June 04, 2015
LPL Adds Teams From Morgan Stanley, Lincoln; Merrill Grabs Ex-UBS DuoThe indie broker-dealer should bring in about $600 million in new assets and the wirehouse about $300 million.
June 04, 2015
4 Signs the Wirehouse Team Ain’t Movin’There are some easy ways to probe the real intentions of advisors who say they want to go independent.