Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Raymond James Hosts 21st Women’s Symposium
By Janet LevauxThe broker-dealer's annual event includes several hundred advisors, prospects and guests meeting in St. Petersburg, Florida.
September 28, 2015
Better-Paid Employees Build Better Firms: FA InsightOften, in their zeal to contain costs, as Oscar Wilde said, those in charge know the cost of everything and the value of nothing.
September 28, 2015
AIG Advisor Group Is ‘Island of Stability’ in BD Space: ExecA number of broker-dealers are hitting potholes, but this is our best recruiting year in seven years, said SagePoint CEO Jeff Auld.
September 28, 2015
Most Advisors Use Smart Beta, Whether They Know It or Not: RussellDefining smart beta ... continues to be a point of confusion for financial advisors, says a Russell report with several illuminating findings.
September 28, 2015
Old-drug price hike ‘perversion of the system,’ Biogen CEO saysThe incoming chairman of PhRMA calls the Turing Pharmaceuticals move naive.
September 28, 2015
Broker-Dealers and the Fiduciary RuleScenario 4: The DOL enacts its fiduciary rule. How does this change the way you charge and disclose fees? Which clients are most affected? How seriously does it affect your business?
September 25, 2015
AIG Advisor Group Adds Business Exec Ahead of ConferenceTodd Fulks, formerly of FP Transitions, will oversee advisor succession planning and acquisition.
September 24, 2015
LPL-Affiliated RIA Merges With Bank-Focused Wealth GroupThe deal gives some 500 IFP advisors acccess to a large number of bank clients and accounts, the two firms say.