Legacy surveillance systems often involve manual, fragmented processes. Surveillance Manager is a cloud-based, native Salesforce application recently introduced by Sycamore Company.

The platform, customizable and scalable, enables users to configure their own alerts, slicing through account, trading and commission data.

Compliance officers can confirm operational parameters and detect problem areas, ensuring proactive risk management. Sycamore, which supports brokerage, advisory and insurance sector firms in financial services, processes millions of records in real time, addressing such areas as flagging accounts, implementing holds and matching transactions with commissions.

Clients say they have experienced, on average, a 30% reduction in workload in compliance and compensation management/processing.