Investment Advisor-December 2017

Issue Gallery ›

  • Beware: The Bully Lives

    Thomas D. Giachetti

    Much to my chagrin, the SEC recently has demonstrated an increasingly aggressive posture during regulatory examinations.

  • New Kids on the Block

    Matt Osborne

    A look at the strategies of interval and tender offer funds and what's inside their portfolios.

  • Reflecting on Achievements

    Dan Skiles

    I know you can't believe it either, but here we are at the end of another year. Time flies, and now in December you are trying to complete your to-do list with the goal of being in a good position to start 2018.

  • How to Find and Keep Your Ideal Mentor

    Rianka Dorsainvil

    After connecting with the right person who can guide and teach you, the next step is to make the relationship beneficial to both parties.

  • It Takes a Village

    Janet Levaux

    Putting together Investment Advisor's inaugural fintech survey of industry leaders was time well spent. Of course, it involved more time and effort than I expected, as most valuable projects do.

  • The Latest News on Caregiving Costs, Millennial Wants and America's Financial Fitness

    Emily Zulz, Michael S. Fischer, Bernice Napach

    While many aspects of caregiving have been previously studied, financial caregiving remains largely unexamined. A Merrill Lynch study, conducted in partnership with Age Wave The Journey of Caregiving: Honor, Responsibility and Financial Complexity finds that 92% of caregivers say they also are financial caregivers, performing at least one...

  • It Pays to Be an Advisor

    Mark Tibergien

    The consequences of the industry's talent shortage are starting to become apparent: Lead advisor salaries rose 23% this year.

  • How to Build, Cross and Burn Bridges

    Angie Herbers

    The new year could bring a major market correction, and that's not the only challenge that may lie ahead for advisors and firms.

  • Opening Up on Fintech

    Janet Levaux

    Leaders sound off on the latest technology, Equifax breach and more.

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